Aon Consulting based in Leeds are seeking a Compliance Monitoring Manager to be part of a pivotal compliance team. The job holder will ensure compliance with Aon Consulting Limited (ACL) regulatory responsibilities in those areas of the business that undertake activities regulated by the Financial Services Authority. The requirements of relevant overseas regulators will also need to be taken into consideration. The job holder will maintain a suitable monitoring programme
The Company ----------- Robert Half Financial Services Group are currently looking to recruit for this prestigious city based Private Bank. The Role -------- PURPOSE OF ROLE: * Responsible for ensuring compliance with the Bank's Guidance, when undertaking due diligence and acceptance of prospective and existing client ID refresher. * Ensure static data amendments and any changes to the mandates are received via authorised source and updated onto the
